Scale Your Practice.
Secure Your Future.
Financial Services.
NovaGent provides financial advisors, insurance agencies, and wealth management firms with a single, powerful AI agent managed by our experts. It automates client acquisition, ensures regulatory compliance, and streamlines operations 24/7 - all through one unified system that grows with your practice.
Your Firm's Critical Financial Gaps
Every day without an AI agent costs you clients, compliance risks, and growth opportunities.
Client Acquisition Bottleneck
- ?82% of high-net-worth individuals research advisors online first
- ?Average response time to leads: 19 hours. Winners respond in 5 minutes
- ?Manual prospecting yields only 2% conversion rate
- ?Each day of delay reduces close probability by 63%
Compliance Nightmare
- ?SEC and FINRA regulations change weekly - tracking manually is impossible
- ?Average compliance violation fine: $2.4 million
- ?67% of firms failed their last regulatory audit
- ?One violation can destroy decades of reputation
Operational Inefficiency
- ?Advisors spend 65% of time on admin vs. client relationships
- ?Client onboarding takes 3-5 days of manual paperwork
- ?Portfolio rebalancing delays cost clients 2-3% annually
- ?Manual processes limit AUM growth to 15% yearly average
See Your AI Agent in Action
Watch how multiple AI skills work together autonomously
Lead Generation
Appointment Setting
Compliance Management
Legal Documents
Financial Operations
Data Analytics
Smart Dialer
Portfolio Management
High-net-worth lead identified
AI detects a qualified investor, analyzes their profile for suitable products, ensures compliance requirements, and schedules a personalized consultation.
Scenario 1 of 4
Partner With Your AI Agent
See how financial advisors interact with their NovaGent AI
Your NovaGent AI Agent
Your AI Agent's Daily Workflow
From market analysis to client onboarding - all handled seamlessly
7:00 AM
Market Open Analysis
Agent analyzes overnight market movements and identifies portfolios requiring attention due to volatility
Data Analytics7:00 AM
Market Open Analysis
Agent analyzes overnight market movements and identifies portfolios requiring attention due to volatility
Data Analytics8:15 AM
Compliance Check
Automated review of all client communications and trades for regulatory compliance, flagging any issues
Compliance Management8:15 AM
Compliance Check
Automated review of all client communications and trades for regulatory compliance, flagging any issues
Compliance Management9:00 AM
Lead Qualification
AI processes 15 new inquiries, identifies 3 qualified investors meeting asset requirements
Lead Generation9:00 AM
Lead Qualification
AI processes 15 new inquiries, identifies 3 qualified investors meeting asset requirements
Lead Generation10:30 AM
Client Meeting Booked
High-net-worth lead from yesterday accepts meeting, agent coordinates calendars and sends prep materials
Appointment Setting10:30 AM
Client Meeting Booked
High-net-worth lead from yesterday accepts meeting, agent coordinates calendars and sends prep materials
Appointment Setting2:00 PM
Document Preparation
Agent generates customized investment proposal and all required regulatory disclosures for meeting
Legal Documents2:00 PM
Document Preparation
Agent generates customized investment proposal and all required regulatory disclosures for meeting
Legal DocumentsNext Day
Onboarding Complete
After successful meeting, agent handles account setup, KYC verification, and initial portfolio allocation
Financial OperationsNext Day
Onboarding Complete
After successful meeting, agent handles account setup, KYC verification, and initial portfolio allocation
Financial OperationsThe Result: One Seamless Experience
24/7
Compliance monitoring
87%
Lead conversion rate
2 hrs
Avg. onboarding time
100%
Regulatory adherence
Real Results. Real Advisors.
Every metric tells a story of transformation
Compliance Accuracy
Automated monitoring of SEC, FINRA, and state regulations ensures zero violations and peace of mind.
Lead Conversion Rate
AI qualifies and nurtures prospects, converting nearly 9 out of 10 qualified leads into clients.
Faster Onboarding
From days to hours. KYC, account setup, and documentation handled seamlessly.
More Client Meetings
Automated scheduling and follow-ups mean advisors spend more time with clients, less on admin.
ROI on AI Investment
Reduced operational costs and increased AUM deliver exceptional returns within months.
Always-On Analysis
Market monitoring, portfolio optimization, and risk alerts work around the clock for clients.
Ready to Build a More Intelligent Practice?
Book Your Financial Services Consultation